Governance of the Compliance Function: Clarifications and NBB’s Expectations

The Independence Dilemma: COs must act autonomously, yet they are employees—how does this impact their role and effectiveness?

Combining Control Functions and Board Membership, is it still possible?

AMLCO, absolutely within the Compliance Function?

Cross-Border Compliance : How do compliance obligations differ when a financial institution operates as a branch of a foreign entity?

Outsourcing the Compliance Function: the rôle of the service provider and the internal liaison within the institution.

Compliance Officers & Criminal Liability

Compliance Officers, AMLCOs, their teams members and the external experts : truly protected, or more fragile thanexpected?

How and when can compliance professionals and their collaborators be exposed to legal proceedings?

Does criminal immunity really apply, and what happens if the judge determines a lack of good faith?

Fit & Proper Requirements and Soft Skills

How to be prepared for the Fit & Proper Process?

What happens when a compliance mandate ends?

Banking Oath & Individual Conduct Rules

Key updates and essential takeaways for compliance practitioners

Impact of a Disciplinary Issue on Fit & Proper : New NBB expectations

Whistleblowing

Can direct reporting to authorities be a protective measure for Compliance Officers, their teams, and compliance practitioners?

New Regulatory Matters & evolution of Responsibilities

Sustainability, Greenwashing, Open Finance, Artificial Intelligence, Third party risks …

How Artificial intelligence is reshaping compliance

From algorithm explainability and bias mitigation to GDPR compliance and human oversight

New responsibilities, key challenges, and risk management strategies

Evolution of compliance in the fight against money laundering

The role of AMLCOs within entities supervised by the FSMA

What’s expected of them in today’s fast-moving regulatory environment

How Can You Build a Successful Compliance Career?

Real-world career experiences, Tips and Career Growth

Latest Salary trends and how to maximize your market value

The Soft skills and how they drive success in compliance roles

The discussion topics are carefully selected in collaboration with speakers and Wintegrity’s experts to ensure their relevance. They may be adapted if current events or regulatory developments require it.